The 9th Meeting of the Conference of the Contracting Parties

19/06/2005


"Wetlands and water: supporting life, sustaining livelihoods"
9th Meeting of the Conference of the Contracting Parties
to the Convention on Wetlands (Ramsar, Iran, 1971)
Kampala, Uganda, 8-15 November 2005
Agenda item IX
Ramsar COP9 DR 1 Annex D

Ecological "outcome-oriented" indicators for assessing the implementation effectiveness of the Ramsar Convention

(see also Ramsar COP9 DOC. 18)

Explanatory Note by the Secretariat

1. In paragraph 19 of COP8 Resolution VIII.26, the Parties requested the Scientific and Technical Review Panel (STRP) to:

"prepare a series of key indicators in relation to the effective implementation of the Strategic Plan in the next triennium, to be used as part of the National Report Format. These indicators should be adopted by the Standing Committee at its annual meeting in 2004, so that Parties may use them to complement their National Reports when they are finalised in preparation for COP9 in 2005".

2. The STRP established its Working Group 6, co-led by Teresita Borges (Cuba) and David Pritchard (BirdLife International), to undertake this work, which was identified by the Standing Committee as a priority for the 2003-2005 triennium.

3. The particular challenge faced by the STRP and its Working Group has been to identify indicators which go beyond just the assessment of status and trends (such as is being done by the Convention on Biological Diversity (CBD) to assess achievement of the 2010 biodiversity target) and which could be formulated in such a way as to yield insights into the Convention's effectiveness, in conjunction with analysis of certain 'process-oriented indicators' such as those in the COP9 National Report Format.

4. In undertaking this work, the STRP and the Secretariat have worked closely with, and contributed to, the CBD's development of indicators to assess the achievement of the 2010 biodiversity target, and they have drawn upon this work in order to harmonise and link with the CBD indicators as much as possible.

5. The background and rationale developed by the STRP for its work, and a standard "fact sheet" for each of the first tranche of seven indicators for immediate implementation, are provided in COP9 DOC. 18.

6. It should be noted that for some of the proposed effectiveness indicators, global datasets are available from which to form the basis of assessments, but for other indicators there will be a need for Contracting Parties and other Convention mechanisms such as STRP National Focal Points to assist with data collection at site and national levels.

7. The STRP has also recognised that there will a need to establish a process and mechanism for the data collection, compilation, analysis and preparation of assessments for each effectiveness indicator, and for reporting timeframes, and this is included as a priority area of work for the STRP during the 2006-2008 triennium (Annex to [COP9 DR2]).

8. COP9 DR1 calls for this guidance on indicators to be welcomed by Contracting Parties.

COP9 DR1 Annex D

Ecological "outcome-oriented" indicators for assessing the implementation effectiveness of the Ramsar Convention

1. Further to Resolution VIII.26 and work by the STRP, this Annex contains an initial set of seven indicators of effectiveness for assessing selected aspects of the Convention's implementation, developed for use during the 2006-2008 triennium.

2. The seven initial indicators (Table 1) provide a basis for evaluating some of the ecological outcomes resulting from implementation of the Ramsar Convention, and hence assessing aspects of the Convention's effectiveness in achieving its mission.

3. In doing this, they differ from the "process-oriented" indicators such as those in the COP9 National Report Format and the Convention's Strategic Plan 2003-2008, [and the Strategic Framework for the Implementation of the Convention (COP9 DR9)]. However, all of these different indicators are designed to operate in a linked and complementary way. Indeed, a number of the National Report Format "process-oriented" indicators will be needed for, and used in, the analyses and assessment of each of the indicators of effectiveness.

4. The results produced will be relevant also for other global assessment processes. Successful implementation of the Ramsar Convention will assist in achieving the target of the World Summit on Sustainable Development (WSSD) and the Convention on Biological Diversity (CBD) to significantly reduce the rate of loss of biodiversity by 2010, and these indicators will contribute to measuring aspects of the degree of implementation for this target. Reports based on relevant effectiveness indicators in this Annex, aimed at informing the 2010 process, are envisaged for 2008 and 2011. In the spirit of synergy between the biodiversity-related conventions, these indicators will help Contracting Parties report also against CBD targets for its Programmes of Work on inland waters and marine and coastal biodiversity.

5. It is important to recognise, however, that these Ramsar effectiveness indicators need to go a step further beyond the related 'biodiversity status and trends' indicators such those developed by the CBD for assessing achievement of the 2010 biodiversity target, and that not all such status and trends indicators can necessarily be used directly to give clear indications of Convention effectiveness.

6. The seven initial indicators are considered to be those which are presently feasible to implement with existing, or readily collectible, data and information and which cover a range of the key aspects of implementation of the Ramsar Convention and its Strategic Plan.

7. The geographical scale of data sources for the seven effectiveness indicators differs. Some of the indicators are designed to operate at supranational level and to be coordinated internationally, but may nevertheless draw upon data from site, basin/catchment, and/or national level. Others are designed for data collection at site, basin/catchment or national scale.

8. For each indicator, initial implementation has been designed to be through one or more 'sub-indicators' focusing on specific aspects of the indicator theme. For some indicators, a number of additional sub-indicators have been identified for potential future development, such that the overall suite of indicators can build progressively into an increasingly more comprehensive picture of Convention effectiveness.

9. Table 1 lists the indicator themes, indicators and initial sub-indicators, and their purpose, and also provides an indication of the future role and responsibilities of Contracting Parties in the application of each indicator. A further five indicators are recommended for further consideration and future development by the STRP (Table 2).

10. Fact sheets providing guidance for the application and operation of each of these indicators and sub-indicators have been developed by the STRP. These fact sheets are provided in the Annex to COP9 DOC. 18. The standard format for these fact sheets is provided here in Appendix 1.

11. Further work will be needed to elaborate the processes and mechanisms for data collection, compilation, analysis, assessment, reporting, publishing and disseminating the results and conclusions generated by using the indicators, and this has been identified as an immediate priority for the STRP and Secretariat in the 2006-2008 triennium, [in the schedule of actions for scientific and technical implementation of the Convention adopted in [the Annex to COP9 DR2]].

12. However, whilst these aspects are under development, certain of the indicators can nevertheless be employed by Parties and others with immediate effect (using the fact sheets in COP9 DOC. 18), for assessments at national level and in particular where there are links with targets and objectives reflected in the COP10 National Report Format, which will be developed by the Standing Committee early in the 2006 -2008 triennium (see [COP9 DR9]). This will form part of the learning process in refining and focusing the future role and operations of the Convention.

13. In general only a very restricted basis for the measurement and assessment of the Convention's ecological effectiveness has so far been available. This is partly a function of the complexity of developing ecological effectiveness questions. It is also a function of limited existence of usable datasets upon which to base relevant measures. The need to make assessments using the ecological "outcome-oriented" indicators of effectiveness provided in this Annex reinforces the need for the maintenance of effective and up-to-date information sources, including from full COP National Reporting, the maintenance and further development of the information on Ramsar sites in the Ramsar Sites Information Service, and improvements in the availability of information on the status and trends of the ecological character of Ramsar sites, in line with Article 3.2 of the Convention and Resolution VIII.8.

Table 1. The initial set of seven indicators of effectiveness of the implementation of the Ramsar Convention.

Indicator theme Indicator title Sub-indicator(s) title Purpose Role of Contracting Parties (CPs)
Wetland resource - status A. The overall conservation status of wetlands

i. Status and trends in wetland ecosystem extent

ii. Trends in conservation status - qualitative assessment

Sub-indicator i. The indicator shows how the area of particular wetland types has changed through time. Because the Ramsar Convention aims to 'stem the progressive encroachment on and loss of wetlands', its effective implementation should have halted or reduced the loss of wetland area. Strictly, this should be assessed relative to what would have happened without the Convention, both since the Convention's implementation in each country and through time. Although the area of a particular wetland type may have declined, the Convention's impact could be seen in a rate of loss that is lower than previously or than projected, or lower than losses that are occurring in areas not subject to the implementation of the Convention. Increasing rates of loss of ecosystem area would imply that the Convention is not being fully effective in this regard.

Sub-indicator ii. The indicator shows how the conservation status of wetlands at large is changing. Current and past trends in conservation status are a combination of the state of the ecosystem, the pressures acting on it (see indicator D), and the responses or actions that reduce or mitigate the effects of those pressures. Although eventually quantitative data on change in ecological character of wetlands would provide the best dataset for this indicator, initially trends in conservation status can be determined by qualitative assessment, as shown by a 2004 pilot assessment by the Convention's MedWet Initiative for Mediterranean Basin wetlands. BirdLife International's Important Bird Areas (IBA) monitoring programme will also provide a data source.

Sub-indicator i. National landcover and resource assessments provide potentially relevant data for this indicator, and CPs should both harness such relevant data for their own purposes and ensure that it is available to contribute to regional and global assessments. In addition, the COP9 National Report Format includes fields for national information on extent and status of coastal wetlands and peatlands.

Sub-indicator ii. CPs can assist in the aquisition of data from wetland sites and complexes within their territories, including through identifying appropriate wetland managers and other experts like STRP National Focal Points (NFPs) to participate in wetland assessments, and implementing assessments of national wetland resources using this approach. Existence of a wetland inventory or at least an inventory of wetlands which will be assessed under this indicator will assist the process. There are also links with specific COP9 National Report Format fields and to the information provided in the "conservation status" field of RISs when they are updated.

Ramsar sites - status B. The status of the ecological character of Ramsar sites i. Trends in the status of Ramsar site ecological character - qualitative assessment This indicator examines the extent to which the commitments under Article 3 of the Convention are being achieved, focusing on past and present trends in the ecological character status of designated Ramsar sites. As for indicator A ii. it will be implemented initially through qualitative assessment methods. Comparison with the results of indicator A ii. will also provide insights into how the status of Ramsar sites has changed relative to non-designated wetlands.

CPs will need to assist in linking with those responsible for maintenance, management and monitoring of Ramsar sites within their territory to supply information, in the first instance likely to be in the form of a short qualitative assessment questionnaire (which it is anticipated will also yield data and information for the application of indicators A and D).

In addition to the qualitative assessment approach, it is likely that quantitative assessment for some Ramsar sites will already be possible, drawing upon e.g. the European Space Agency's TESEO and GlobWetland projects and upon data from Contracting Parties that have monitoring programmes operating and reporting for designated sites within their territories.

Water quality and quantity - status C. Trends in water quality

i. Trends in dissolved nitrate (or nitrogen) concentration

ii. Trends in Biological Oxygen Demand (BOD)

Sub-indicator i. The indicator shows how levels of nitrogen in inland waters are changing over time, and it reflects both pollution and trophic changes in the ecosystem. While absolute levels of dissolved nitrogen vary with water body type and (to a lesser degree) seasonal conditions, increasing average nitrogen concentration in a given water body shows increasing nitrogen inputs.

The principal contributor to dissolved nitrogen concentration is nitrate from fertiliser run-off and other sources of pollution. It is a standard component of water quality monitoring. At site level, trends in dissolved nitrogen concentration are a component of site status and a reflection of how well a site's immediate catchment and the wider basin are managed for the health of the ecosystem. The connection with Convention effectiveness is clear for Ramsar-designated sites - if designation has been effective in promoting their conservation and wise use, then a high proportion of Ramsar sites should have either stable or declining nitrogen concentrations.

Sub-indicator ii. The indicator shows how levels of organic pollution in inland waters are changing over time. Increasing average BOD in a given water body shows that there is an increase in organic matter inputs, which are most likely to come from effluent, run off or other sources of pollution. At the site level, trends in BOD are a component of site status and a reflection of how well a site's immediate catchment and the wider basin are managed for the health of the ecosystem. For Ramsar sites, if designation has been effective in promoting their conservation and wise use, then trends in BOD should be either stable or declining over time.

Sub-indicators i. & ii. Many of the relevant data are already collected by local, regional or national monitoring programmes by reaearch institutes and government agencies. CPs will need to maintain and/or enhance water quality monitoring programmes and to mobilise the resulting data and metadata. It is anticipated, however, that in the first instance analsyses can be chiefly undertaken drawing upon the datasets compiled from such sources through the established UNEP GEMS-Water mechanisms, as will be done for the related CBD 2010 indicator assessments.
Ramsar sites - threats D. The frequency of threats affecting Ramsar sites i. The frequency of threats affecting Ramsar sites - qualitative assessment If the Convention is effective in its aim of promoting the conservation of Ramsar sites and maintaining their ecological character (Article 3.1, Resolution VIII.8), then not only will potential unwanted changes in the ecological character of sites be averted by protective policy and decision-making regimes and site management, but risks and proposals which would pose such threats should diminish in frequency over time, as awareness of the status of sites increases and as the conservation objectives for them are more widely shared. This indicator is designed to show whether or not this trend occurs. In the first instance it may only be able to show the absolute trend, but the indicator should be developed further in due course in order to show whether threats are reducing relatively more than the trend for threats generally (e.g. in a country), and relatively more in relation to Ramsar sites than in relation to undesignated wetlands. As for indicators A ii. and B, it will be implemented initially through qualitative assessment methods. CPs will need to assist in linking with those responsible for the maintenance, management and monitoring of Ramsar sites within their territory to supply information, in the first instance likely to be in the form of a short qualitative assessment questionnaire (which it is anticipated will also yield data and information for the application of indicators A and B). In addition, CPs' National Reports and reports under Article 3.2 will yield relevant information. Links to BirdLife International's Important Bird Areas (IBA) monitoring (which takes a similar approach to that defined here) will assist where the IBA is also a Ramsar site. Likewise, WWF's wetland management effectiveness tool, which is currently being developed and pilot tested, is anticipated to provide CPs with a contributory mechanism (see also indicator E).
Wetland management E. Wetland sites with successfully implemented conservation or wise use management plans i. Wetland sites with successfully implemented conservation or wise use management plans The key feature of this indicator is the "successful implementation" of management plans, i.e. that the defined management objectives for the site's ecological character are being met and assessed through monitoring in line with Resolution VIII.14. It is the success of conservation and wise use that is being assessed, beyond the existence of management activity. The indicator can be applied both to designated Ramsar sites and to other wetlands with established management planning processes. Assessment of this indicator in relation to results for the same wetlands from indicators A to D will provide further insights into the effectiveness of management planning processes under the Convention in maintaining wetland ecological character. CPs will need to assist in linking with those responsible for the maintenance, management and monitoring of both Ramsar sites and other wetlands within their territory to supply information. WWF's wetland management effectiveness tool, which is currently being developed and pilot tested, is anticipated to provide CPs with a contributory mechanism (see also indicator D).
Species/biogeographic populations status F. Overall population trends of wetland taxa i. Trends in the status of waterbird biogeographic populations Waterbirds are widely regarded as indicators of wetland health, and migratory populations can be seen as integrators of ecosystem status along flyways. Many populations aggregate during at least some times of the year (either in breeding colonies, at migratory staging areas, and/or non-breeding feeding grounds) - at these times they are likely to be responsive to site designation and protection and habitat management interventions. This indicator will show, at the biogeographic population level, in which regions and seasons and on which flyways waterbirds are in relatively healthy and relatively unhealthy status, thus indicating the extent of effectiveness of the Convention in relation to commitments to maintain flyway-scale site networks. It can act as a 'headline indicator' of high public profile. The main datasets to be used for this indicator (Wetlands International's International Waterbird Census (IWC) and Waterbird Population Estimates (WPE)) are analysed and reported at supra-national biogeographic population and flyway scales. CPs have a role in ensuring that any site and national data they collect is made available to these processes, in line with Resolution VIII.38. In addition, where a national waterbird monitoring scheme exists which generates national status and trend information, CPs have a role in ensuring that its results and analyses are made available to further inform the global, regional and flyway scale assessments.
Threatened Species G. Changes in threat status of wetland taxa

i. trends in the status of globally-threatened wetland-dependent birds;

ii. trends in the status of globally-threatened wetland-dependent amphibians

The status and change in status at the species level (cf. the more detailed biogeographic population level of indicator F) of globally-threatened species on the IUCN Red List provides an assessment of the effectiveness of the Convention processes, notably Ramsar site designation under Criterion 2 to safeguard species at risk of extinction.

Compiled datasets and analyses by the Red List Consortium already exist in the form of Red List Indices of change in status over time for the initial sub-indicators for birds and amphibians and can be disaggregated for wetland-dependent species and for regions. It is anticipated that further sub-indicators for other globally-threatened taxa can be developed subsequently, as further Red List time-series assessments are made.

The main datasets used for this indicator are not collected and reported at national scale, but rather are analysed and prepared globally by the Red List Consortium, drawing on global and regional expert IUCN / BirdLife / Wetlands International Specialist Group networks.

In addition, since Ramsar Criterion 2 allows also for designation of wetlands for nationally-threatened species, there is opportunity for CPs to report on the status and change in status of such species within their territories, so as to further inform the global and regional assessments.

Ramsar Site designation progress H. The proportion of candidate Ramsar sites designated so far for wetland types/features i. coverage of the wetland resource by designated Ramsar sites

The Convention's Strategic Framework for Ramsar site designation calls for a "coherent and comprehensive national and international network" of Ramsar sites. This indicator assesses the extent to which this goal has so far been delivered for different wetland types in the Ramsar classification (and other features), and the implications for Convention effectiveness of the extent of this delivery. The assumption underlying this indicator is that designating wetlands as Ramsar sites affords an increased degree of safeguard of the ecological character of these sites through, for example, raised awareness of the importance of the site leading to reduced development or conversion pressure, the application of legislation to safeguard the wetland, and/or management planning processes designed to maintain the ecological character of the site. This assumption is tested by indicator B on the ecological character status of Ramsar sites in relation to indicator A on the overall conservation status of wetlands. The initial sub-indicator will focus on assessment of designation patterns in relation to the global distribution and importance of different wetland types in the Ramsar Classification, for those wetland types for which global distribution datasets exist.

(Note that there are close links between the approach under this indicator, and that for indicator I, proposed for further development (see Table 2), concerning coverage by the Ramsar site network at the biogeographic range and flyway-scale of waterbird populations.)


As for indicator A, improvements in the availability of national wetland inventory information (in line with Resolution VIII.6) would make a significant contribution to the scope of implementation of this indicator, as will the establishment of candidate lists of potential Ramsar sites as called for in Resolution VIII.10. The indicator will also provide an approach to the STRP's task of defining what is meant by "under-representataion" in the Ramsar List, in relation to the intent of the Ramsar sites Strategic Framework.


Table 2. Indicators recommended for further consideration and future development by the STRP

Indicator theme Indicator title Purpose
Ramsar site designation progress I. Coverage of wetland-dependent bird populations by designated Ramsar sites

The Convention's Strategic Framework for Ramsar site designation calls for a "coherent and comprehensive national and international network" of Ramsar sites, and its long-term targets for waterbird Criteria 5 and 6 are for all wetlands qualifying to be designated. This indicator would assess the extent to which this target has so far been delivered for waterbirds and the implications for Convention effectiveness of the extent of this delivery. Thus the indicator would complement indicator H for another key aspect of Convention implementation through Ramsar site designation, and would also be informed by the outputs from indicator F.

During its 2003-2005 work, the STRP concluded that further consideration of the potential data sources and analysis mechanisms was needed, and that planned future development of the Ramsar Sites Datatbase in relation to incorporation of species information would facilitate future implementation of the indicator.

Wetland ecosystem services J. The economic costs of unwanted floods and droughts

The first tranche of effectiveness indicators does not include any indicators assessing the Convention's effectiveness in relation to the provision of wetland ecosystem services other than biodiversity services, which this proposed indicator would be designed to address. The STRP anticipates that this indicator would focus on aspects of regulating services, in relation to the Convention's increasing attention to the impacts of natural disasters (Resolution VIII.35 and [COP9 DR 10]). The working hypothesis for this indicator would be that proper application of the Convention's "wise use" policies reduces the incidence and impact of such events and the resultant economic losses which occur.

During its 2003-2005 work the STRP considered that further work to develop the precise formulation of this indicator was needed, and that there is a need to explore further whether there are existing data sources compiled by other organizations which could inform its assessment.

Water quality and quantity - status K. Trends in water quantity This indicator, and the several possible sub-indicators on this theme, would be designed to complement indicator C on trends in water quality. However, although there are a number of possible status and trends indicators relating to different aspects of water quantity and its implications for the ecological character of wetlands, during its 2003-2005 deliberations the STRP concluded that further review was needed to determine if, and how, any of these could be clearly related to the effectiveness of Convention implementation.
Legislative & policy responses L. Legislative amendments implemented to reflect Ramsar provisions The proposed indicator is included to ensure that legislative aspects of Convention effectiveness are included in the overall suite of indicators. Although it is basically a "means objective" indicator rather than an "ends objective" indicator, it is a powerful one which should relate to meaningful and enduring change, particularly when assessed in conjunction with other indicators. Examples such as the removal of perverse incentives would be significant in relation to defined Convention goals. It is also one of the clearest types of issue to include in a "response indicators" category. One of its strengths is that it should be easier with this indicator than with many others to attribute change directly to the Ramsar Convention. If the indicator, once further developed, includes aspects of the application of enforcement/compliance controls, that would increase the extent to which such a legislation indicator reflects a genuine gain in effectiveness rather than only a "paper gain".
Legislative & policy responses
M. Wise use policy
An indicator covering this theme would examine the extent to which the establishment and implementation of "wise use" policies have proved an effective mechanism under the Convention for establishing an authorising environment for achieving the wise use of wetlands (under Article 3.1of the Convention), in the context of sustainable development. Although on its own the indicator would have aspects of a "process-oriented" response indicator, its assessment in conjunction with a number of the other effectiveness indicators would yield an understanding of this aspect of effectiveness. However, as part of the further consideration needed on this indicator, the STRP will examine whether, rather than treating it as a separate effectiveness indicator, it may prove most effective to examine this issue from the assessment of each habitat and species indicator in relation to the existence and implementation of wetland wise use policies, drawing on process indicator information provided in CPs' National Reports.


Appendix 1

Information fields in the standard fact sheet for Ramsar's indicators of effectiveness of the implementation of the Convention

  • Indicator theme
  • Indicator code
  • Indicator title
  • Sub-indicator title
  • Purpose (summary for decision-makers of what the indicator shows including relation to convention effectiveness (hypotheses) and assumptions about surrogacy)
  • Relationship to other Ramsar indicators and sub-indicators
  • Relevance to 2010 targets and other indicator processes
  • Broad types of data required
  • Role of Contracting Parties (including relationship of indicator to Ramsar National Reports process)
  • Scale(s) (global, regional, national, sub-national/site or combination of these)
  • Periodicity and timing of (a) data-collation and analysis; and (b) presentation of results
  • Baseline
  • Data sources and aquisition (following Resolution VIII.6 standard record for meta-inventory, and including data accessibility and costs)
  • Data custodians and coordinators (following Resolution VIII.6 standard record for meta-inventory)
  • Data collators and analysts
  • Type of statistics generated and units
  • Presentation of results (described in summary here, and if possible illustrated by some worked examples, e.g. of graphics, to the relevant fact sheet)
  • Limitations, and assumptions (caveats to interpretation and minimum requirements for validity)
  • Action steps required for development and implementation of the indicator
  • Costs and sources of support
  • Future possible enhancements of the indicator and/or its use

For reasons of economy, this document is printed in a limited number, and will not be distributed at the meeting. Delegates are requested to bring their copies to the meeting and not to request additional copies.

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